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Compliance Assurance Officer
Compliance Assurance Officer
Location: London
Sector: Lloyd’s / London Market Insurance
Contract: Permanent
A Lloyd’s Managing Agency is seeking an experienced Compliance Officer to join its growing Compliance function. This is a key role supporting the delivery of a robust compliance and assurance framework across a Lloyd’s syndicate platform.
Reporting into senior Compliance leadership, you will play a central role in underwriting governance, conduct risk, financial crime assurance and regulatory reporting, within a highly regulated Lloyd’s environment.
Key Responsibilities
- Support the ongoing development and operation of the Compliance Framework and Annual Compliance Plan
- Lead the delivery of the Underwriting Governance Assurance Plan
- Support conduct risk and financial crime assurance activity
- Act as the first point of contact for underwriting governance queries
- Produce Compliance MI and reporting for senior management and committees
- Support Product Oversight, Deal Review and Regulatory Reporting forums
- Assist with complaints oversight, Lloyd’s attestations and regulatory reporting
- Maintain key compliance logs (breaches, regulatory correspondence, horizon scanning)
- Support SMCR, Fit & Proper processes and Compliance training activity
- Ensure policies and procedures remain current and aligned with regulatory expectations
About You
You will bring strong Compliance or Assurance experience from within the London insurance market, ideally within a Lloyd’s Managing Agency or syndicate environment.
Essential experience:
- 3+ years’ experience in Compliance, Risk, Internal Audit or External Audit within Insurance
- Good knowledge of Lloyd’s, FCA and PRA regulatory frameworks
- Experience covering underwriting governance & conduct risk
- Excellent analytical, organisational and stakeholder management skills
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