LoginRegister Swiss Asia US UK

Job Search

Compliance/Regulatory Jobs

We recruit for many types of Compliance jobs and Regulatory jobs.

The IPS Compliance Recruitment has a strong track record filling compliance jobs with Lloyd’s Syndicates, insurance and reinsurance companies, Lloyd’s brokers, regulators and trade bodies. Compliance business advisory, compliance monitoring, Delegated Underwriting Management (DUA), financial crime and sanctions are areas of expansion within Lloyd’s Syndicates. Compliance jobs within brokers are increasing as a result of significant focus from the FCA on delegated underwriting, conflicts and conduct risk. Typical compliance jobs include compliance assistant jobs, compliance analyst jobs, compliance monitoring analyst jobs, financial crime compliance manager jobs, compliance manager jobs, compliance officer jobs and compliance director jobs.viewer jobs, Head of Compliance jobs, Compliance Manager jobs, Governance Analyst jobs and Internal Audit Manager jobs.

Please browse through our Compliance and Regulatory jobs below or use the search panel on the left to find more specific Compliance and Regulatory jobs by type, salary, location or keyword.

Browse by Location
Complaints Manager - Risk & Compliance
To £35,000 + Benefits
Working for the small UK Branch of a profitable and well established commercial insurer, you will be responsible for the entire complaints management as part of the wider compliance team. Maintaining.. Read more about Complaints Manager - Risk & Compliance
Coverholder Auditor
To £70,000 + Bonus + Benefits
City of London
Seeking an individual who can demonstrate experience carrying out reviews of Coverholders, to work as a DUA Auditor for this high profile Global Insurer and Syndicate. Part of this experienced team,.. Read more about Coverholder Auditor
Head of Compliance and Risk
To £85,000 + Package
City of London
As Head of Compliance and Risk for this niche Insurer, part of a large Global Insurance Group, you will lead the Compliance and Risk functions, operate at a senior level within the business,.. Read more about Head of Compliance and Risk
Regulatory Counsel
To £120,000 + Package
City of London
You will need to be a UK qualified Solicitor with strong experience in Insurance, dealing with Lloyd's, PRA and FCA on regulatory matters. You will need to be able to demonstrate knowledge of UK and.. Read more about Regulatory Counsel
Compliance Analyst - Lloyd's Syndicate
To £40,000 + Benefits
This is an opportunity to work for a well-established small to medium sized Lloyd's syndicate in both an advisory and monitoring capacity across all areas of compliance. Supported by the Compliance.. Read more about Compliance Analyst - Lloyd's Syndicate
Delegated Authorities Governance & Controls
To £70,000 + Bonus + Benefits
City of London
In this role you will own and develop the Delegated Authority Internal Control Framework for this high profile Lloyd's Syndicate and Insurer, acting as the Risk Champion within the Delegated.. Read more about Delegated Authorities Governance & Controls
Compliance Manager
To £65,000 + Bonus + Benefits
City of London
You will be responsible for Compliance for this expanding Coverholder Management business, working closely with MGA's, developing the Compliance Monitoring programme and working with the Head of.. Read more about Compliance Manager
Compliance Manager - Insurance (9 months contract)
Our client, a leading insurance broker, is seeking a Compliance Manager to provide prompt, accurate and effective compliance service for the business, and to promote and develop the compliance.. Read more about Compliance Manager - Insurance (9 months contract)
Conduct Risk, Product Governance and Complaints Management
To £45,000 + Benefits
A newly created role to make your own and grow it using your own drive and initiative, reporting to the Head of Compliance this role is leading Product Governance, Complaints Management and Conduct.. Read more about Conduct Risk, Product Governance and Complaints Management
Compliance Technician (Delegated Authorities)
To £45,000 + Benefits
Small entrepreneurial Lloyd's broker with a diverse portfolio on US and Canadian Non-Marine Binders and Global Marine risks is looking for a compliance technician to focus on working with.. Read more about Compliance Technician (Delegated Authorities)