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Senior Compliance Manager - IFA

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Job details
Senior Compliance Manager - IFA
WEB461723WN
To £50k plus bens
Surrey


Our client is a large Advisory firm based in London with the need for an
experienced Senior Compliance Manager preferably experience in a large IFA.
You will ideally have the Certificate of Financial Planning, or equivalent,
and working knowledge of FSA rules to ensure compliance with all the relevant
legislation. Our client expects a proven track record as a compliance
professional with a degree of emphasis on T&C supervisory experience. The role
will effectively entail managing all aspects of the firm’s compliance program
from training and competence to making sure regulatory requirements are met,
procedural complaint handling and compliance reporting to the firm’s
management. Please apply for a comprehensive brief.



 
Contact details
Wade Newell
020 7481 8686
w.newell@ipsgroup.co.uk