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Keyword(s) or Job ID:
Compliance Manager
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Job details
Title:
Compliance Manager
Reference:
WEB459917JR
Salary:
to c£30,000
Location:
West Midlands
Description:
Our client is a locally renowned IFA practice with a current requirement for
an experienced individual to provide quality all-round compliance and T & C
support to the business. Amongst your many responsibilities will be file
checking, complaint handling, training and development planning, money
laundering and supervising the compliance team. You will have a strong
understanding of pension, investment and life products as well as be totally
up-to-date on FSA and regulatory matters. You will be CFP qualified as a
minimum.
Contact details
Name:
Jenny Reeve
Phone:
0121 616 6096
Email:
j.reeve@ipsgroup.co.uk